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Our Objective
Our objective is to help clients mitigate risk and make well-informed
investment decisions by identifying and analyzing information that could
have an adverse effect on their business transactions and key personnel
decisions.
Our analysis is a critical element in comprehensively assessing the
character, credibility, and background of potential business partners,
investment participants, money managers, senior level hires, and other
critical commercial relationships.
Our Approach
The business objectives and budgetary constraints of our clients vary
from transaction to transaction. In recognition of this fact, our tiered
set of domestic product offerings is structured in Levels designed to
help clients select the right product to fit their unique set of requirements.
Level I products emphasize research techniques that
are primarily database driven and focused on confirming and verifying
relevant baseline information on U.S. individuals or corporate target(s).
Level II products emphasize a blended due diligence
approach combining database research with various methods of direct inquiry.
Extensive research and analysis is focused on confirming, verifying and
properly contexting all information on U.S. individuals or corporate target(s).
Level III products emphasize a comprehensive research
and due diligence approach combining database research and various methods
of direct inquiry with on-site investigation. Extensive research and analysis
is focused on confirming, verifying and properly contexting all information
on U.S. individuals or corporate target(s).
International investigations emphasize a tiered investigative
approach by offering two distinct levels of service. The Preliminary
International Assessment is a wide-ranging due diligence package performed
in order to discover, confirm, and verify relevant baseline information
on an individual or entity in a foreign jurisdiction. The Comprehensive
International Report combines all the Preliminary Assessment research
with critical on-site civil, criminal and source-level inquiries in the
subject or entity's country of residence. Our flexible information solutions
help you make informed decisions in jurisdictions around the world.
Due Diligence Reassessments are critical in protecting your return
on investment and reputation during the post-deal phase. Follow-up investigations
after, for example, changes in key senior management or a significant
rise in dollars invested since the first transaction, can be as important
as your original due diligence. Together we can help you choose the appropriate
Level of inquiry in connection with a Due Diligence Reassessment.
The types of information we review might include:
- Securities/Regulatory Violations/Disciplinary Actions
- Criminal Records or Associations
- Extensive Litigation and/or Bankruptcies
- Unpaid Tax Liens and/or Judgments
- Past Business Failures and Related Debt
- Fraudulent or Exaggerated Credentials
- Misrepresentations and non-disclosure of material facts
- Poor Reputations or Character Issues
Value-Added Research
Unlike many of our competitors, we will not compromise on quality, integrity
and client confidentiality in the pursuit of information. Simply put,
poorly researched data MIS-informs clients and may in fact expose a client
to unanticipated risk.
Our commitment to providing clients with Value-Added Research means
that our research staff take the time to properly source, confirm, analyze
and contextualize information. Rothman Consulting’s clients rely
on our ability to provide them with reasonable, reliable, and fact-based
advice as well as value-added counsel.
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