Rothman Consulting advises investment bankers, money managers and private investors on mergers and acquisitions and other merchant banking transactions. We give them the business-critical, deal-related information they need before making investment decisions. Our due diligence identifies problems and concerns, helping investment professionals make the right choices for themselves and their clients

Case Study

Before a large institutional lender closed on a major capital investment in an insurance concern, they asked us to conduct due diligence on the insurer’s top management.

Rothman Consulting undertook an intensive review of all available business, legal and personal information. Our research found that the CEO of the company faced a pending indictment for insurance fraud. The insurance regulatory authority in the insurer’s home state was considering the legal action because a number of high profile lawsuits had been filed against the company.

Our client put the investment on hold after receiving our information, and eventually dropped it when the state regulator filed criminal charges against the CEO.

Rothman Consulting knows that our clients’ best investments may be the ones they don’t make. We uncover the human factors that create unacceptable investment risks, and context our conclusions to show if an investment’s problems outweigh its potential.